Other Firms Advise. We Execute.
Activus Risk Management provides customized Governance, Regulatory Compliance & Audit, Enterprise Risk Management, ESG & Responsible Investing, and Diligence services.
We offer practical solutions to real-world challenges. With offices in Los Angeles and New York, we serve asset owners, asset managers, stock exchanges, regulators and non-financial industry businesses around the world.
Asset Managers
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- Broker-Dealers
- Business Development Companies (BDCs)
- Complex Advisers (PE/HF)
- Dual-Registrants (BDs/IAs)
- Exempt-Reporting Advisers (ERAs)
- Fund of Funds
- Global Investment Banks
- Hedge Funds
- Mutual Funds
- Never-Before-Examined Investment Advisers
- Private Banks
- Private Equity Funds
- Real Estate Investment Trusts (REITs)
- Registered Investment Advisers (SEC & State)
- Registered Investment Companies (RICs)
- Robo-Advisers
- Sub-Advisers
- Venture Capital Funds
Asset Owners
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- Corporate Pension Plans
- Endowments
- Family Offices
- Foundations
- Government Pension Plans
Stock Exchanges & Regulators
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- International Stock Exchanges
- International Regulatory Authorities
- Investor Protection Organizations
- Self-Regulatory Organizations (SROs)
- State Securities Regulators
- U.S Federal Regulators
- U.S. Stock Exchanges
Corporates
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- Private Companies
- Publicly-Traded Companies
- Start-Ups