Who We Serve

Other Firms Advise. We Execute.

Activus Risk Management provides customized Governance, Regulatory Compliance & Audit, Enterprise Risk Management, ESG & Responsible Investing, and Diligence services.

We offer practical solutions to real-world challenges. With offices in Los Angeles and New York, we serve asset owners, asset managers, stock exchanges, regulators and non-financial industry businesses around the world.

Asset Managers

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  • Broker-Dealers
  • Business Development Companies (BDCs)
  • Complex Advisers (PE/HF)
  • Dual-Registrants (BDs/IAs)
  • Exempt-Reporting Advisers (ERAs)
  • Fund of Funds
  • Global Investment Banks
  • Hedge Funds
  • Mutual Funds
  • Never-Before-Examined Investment Advisers
  • Private Banks
  • Private Equity Funds
  • Real Estate Investment Trusts (REITs)
  • Registered Investment Advisers (SEC & State)
  • Registered Investment Companies (RICs)
  • Robo-Advisers
  • Sub-Advisers
  • Venture Capital Funds
Asset Owners

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  • Corporate Pension Plans
  • Endowments
  • Family Offices
  • Foundations
  • Government Pension Plans
Stock Exchanges & Regulators

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  • International Stock Exchanges
  • International Regulatory Authorities
  • Investor Protection Organizations
  • Self-Regulatory Organizations (SROs)
  • State Securities Regulators
  • U.S Federal Regulators
  • U.S. Stock Exchanges
Corporates

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  • Private Companies
  • Publicly-Traded Companies
  • Start-Ups

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Consultation

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